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Brokerage Consulting Services is currently
in touch with NASD Broker- Dealers
that are For Sale!!

Please Contact Brent Hippert at 443-541-8400 for further information.

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San Francisco Based B/D with $5,000 in Net Capital, this B/D is clean as a whistle, we have extensive knowledge of this B/D and could assist in an expedited transaction. (Withdrew from NASD Membership)

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New York Based $100,000 B/D has never had a client account. This B/D did proprietary trading and is registered in NY, NJ, and FL. OWNER TOOK OFF THE MARKET!!!!

If you would like your firm to appear her please email us.

Brokerage Consulting Services is not in the business of buying and selling B/Ds but will list buyers and sellers and assist in the process of a NASD required change of ownership review and or a Rule 1017 change of business application to the NASD.

 

 

 

 

Questions?

As a service to our customers and prospects Brokerage Consulting Services will provide you with "the short answer" to your securities industry related questions. Just click here and and type in your question.  We will answer by email or phone.  If the question falls outside of our short answer constraints we will also offer other solutions for you to get an answer.

 

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