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Contract Professionals

We provide you with contract professionals for both medium and short-term assignments. Do you need a temporary professional  because of a personnel problem? We can provide you with experienced professional, currently licensed, contract employees. If your firm needs a FinOp, Municipal Principal, Options Principal, Series 55 Trading Supervisor, or other professional please call us we can solve your short and medium term problems today, were else can you "rent"  a COO, a Compliance Officer, a FinOp or an interim CEO.

Call us for a FinOp: We can have a series 27 or 28 registered Financial and Operations Principal registered with your firm tomorrow!

Key Benefits:

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Experienced professionals ready to meet your short and medium term needs 

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Many of our assignments are designed around limited on-site time and communication of information via the Internet, VPN, or  Intranet.

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Our Professionals can be fully registered as principals with your firm.

 

 
Information

Make Brokerage Consulting Services Your Source for Contract Professional Services; We can supply you professionals that can be registered with your firm immediately. 

 

Questions?

As a service to our customers and prospects Brokerage Consulting Services will provide you with "the short answer" to your securities industry related questions. Just click here and and type in your question.  We will answer by email or phone.  If the question falls outside of our short answer constraints we will also offer other solutions for you to get an answer.

 

Glossary

Are some of the terms used on this site and others securities industry sites not in your standard lexicon? Click on the link below to the NASD's Resources Page and then click on the glossary link for a very extensive list of industry terms.

 

 

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